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ASTEC INDUSTRIES INC — Director's Dealing 2013
Mar 4, 2013
32157_dirs_2013-03-04_4c3a824d-6722-49c8-b33c-d187e50969bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-02-28
Reporting Person: PATEK RICHARD A (Pres-Telsmith & Grp VP Agg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | F | 606 | $35.02 | Disposed | 4763 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 851.6858 | Indirect |
| Common Stock | 1881 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (15184.6726) | 15184.6726 | Direct | |
| Stock Options | $19.43 | 2015-03-06 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 606 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs
F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated March 1, 2013.
F4: Total amount includes 894 shares issued upon vesting of RSUs on February 28, 2013.