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ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_ec1b0d76-7e37-45ed-a28f-937768e1836d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: GONIGAM TIMOTHY D (President-Astec Mobile Screens)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 13.9782 | Acquired | Common Stock (13.9782) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 92.9238 | Acquired | Common Stock (92.9238) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 349.2337 | Indirect |
Footnotes
F1: Shares owned in reporting person's 401(k) account are based upon a Plan statement dated October 11, 2013.
F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F3: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.