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ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_6861a8eb-ed1f-4cd5-90fc-7000b2eca909.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: RICHMOND JEFFREY L (President-Roadtec)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 6.7602 | Acquired | Common Stock (6.7602) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 143.9271 | Acquired | Common Stock (143.9271) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9662 | Direct |
| Common Stock | 218 | Direct |
Footnotes
F1: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the Company contribution to the reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP are payable in cash following the reporting person's termination of employment from Astec.
F3: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.