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ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_19de33df-44f5-4aa9-a40c-18146040683d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: SMITH W NORMAN (Director, President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 61.2875 | Acquired | Common Stock (61.2875) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 216.5893 | Acquired | Common Stock (216.5893) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 108406 | Indirect |
| Common Stock | 12521 | Direct |
Footnotes
F1: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.
F3: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.