AI assistant
ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_4c44e299-c55a-4160-94b1-250db5f1ded3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: Colwell Chris E (President-Carlson Paving)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 2.9853 | Acquired | Common Stock (2.9853) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 97.8145 | Acquired | Common Stock (91.8145) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2213 | Direct |
Footnotes
F1: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
F3: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.