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ASTEC INDUSTRIES INC — Director's Dealing 2013
Oct 11, 2013
32157_dirs_2013-10-11_ac212142-6f26-405f-a814-4e2069a1ce9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2013-08-30
Reporting Person: VIG JOSEPH P (Group VP-ConAgg)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Phantom Stock | $ | A | 9.0697 | Acquired | Common Stock (9.0697) | Direct | |
| 2013-10-10 | Phantom Stock | $ | A | 52.6315 | Acquired | Common Stock (52.6315) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1243.2415 | Indirect |
| Common Stock | 6575 | Direct |
| Common Stock | 202 | Direct |
Footnotes
F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated October 11, 2013.
F2: Reported transaction represents the automatic reinvestment of a dividend received on phantom stock held in the reporting person's SERP account as approved by the Company's board of directors.
F3: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
F4: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.