Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASTEC INDUSTRIES INC Director's Dealing 2012

Jan 18, 2012

32157_dirs_2012-01-18_c24af855-b25d-4f64-9329-2b00a74f682a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-01-17

Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-17 Phantom Stock $ A 395.6926 Acquired Common Stock (395.6926) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 44475 Indirect
Common Stock 54351 Direct
Common Stock 2448492 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $19.43 2015-03-06 Common Stock (25322) 25322 Direct

Footnotes

F1: Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction is a quarterly Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.