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ASTEC INDUSTRIES INC — Director's Dealing 2012
Jan 18, 2012
32157_dirs_2012-01-18_c24af855-b25d-4f64-9329-2b00a74f682a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-01-17
Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock | $ | A | 395.6926 | Acquired | Common Stock (395.6926) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44475 | Indirect |
| Common Stock | 54351 | Direct |
| Common Stock | 2448492 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $19.43 | 2015-03-06 | Common Stock (25322) | 25322 | Direct |
Footnotes
F1: Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction is a quarterly Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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