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ASTEC INDUSTRIES INC — Director's Dealing 2012
Apr 11, 2012
32157_dirs_2012-04-11_0538a550-c7f8-4834-abb2-5e72b2895cf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-04-10
Reporting Person: SMITH W NORMAN (Director, Group VP-Asphalt)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-10 | Phantom Stock | $ | A | 402.7647 | Acquired | Common Stock (402.7647) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 163756 | Indirect |
| Common Stock | 15621 | Direct |
| Common Stock | 2325 | Direct |
Footnotes
F1: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.
F2: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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