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ASTEC INDUSTRIES INC — Director's Dealing 2012
Mar 9, 2012
32157_dirs_2012-03-09_eeacc2ab-a778-4ea3-9dec-8c8de955974c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-03-08
Reporting Person: VIG JOSEPH P (Pres-KPI, Group VP-ConAgg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-08 | Common Stock | F | 529 | $35.90 | Disposed | 7575 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1050.2498 | Indirect |
| Common Stock | 1471 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (2467.0477) | 2467.0477 | Direct | |
| Stock Options | $19.43 | 2015-03-06 | Common Stock (1146) | 1146 | Direct |
Footnotes
F1: Shares held in the reporting person's 401(k) account are based upon a plan statement dated February 28, 2012.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F3: Reflects restricted stock units (RSUs) that convert to common stock on a one-for one basis. The reported transaction reflects 529 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 2,000 RSU's.
F4: Amount includes 1,471 shares of common stock issued to the reporting person upon the vesting of RSUs, net of shares withheld to satisfy tax withholding obligations.