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ASTEC INDUSTRIES INC Director's Dealing 2012

Oct 12, 2012

32157_dirs_2012-10-12_be4ba64c-9602-41f8-922c-824f360b8e05.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-10-11

Reporting Person: PATEK RICHARD A (Pres-Telsmith & Grp VP Agg)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-11 Phantom Stock $ A 170.9658 Acquired Common Stock (170.9658) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 825.1206 Indirect
Common Stock 5625 Direct
Common Stock 987 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $19.43 2015-03-06 Common Stock (10000) 10000 Direct

Footnotes

F1: Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.

F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated October 12, 2012.