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ASTEC INDUSTRIES INC — Director's Dealing 2012
Mar 9, 2012
32157_dirs_2012-03-09_a3f857ec-e587-4301-b1a8-cd9d76102411.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-03-08
Reporting Person: CARGOULD FRANK D (President-Breaker Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-08 | Common Stock | F | 471 | $35.90 | Disposed | 1000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1029 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (8683.219) | 8683.219 | Direct |
Footnotes
F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
F2: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis. The reported transaction reflects 471 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSU's.
F3: Amount includes 1,029 shares of common stock issued to the reporting person upon the vesting of RSUs, net of shares withheld to satisfy tax withholding obligations.