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ASTEC INDUSTRIES INC — Director's Dealing 2012
May 21, 2012
32157_dirs_2012-05-21_5d3a83ed-4bd4-4098-86f4-ac7147760d60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2012-05-17
Reporting Person: ANDERSON STEPHEN C (VP-Administration & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-17 | Common Stock | S | 416 | $28.5871 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-18 | Phantom Stock | $ | I | 2355.7159 | Disposed | Common Stock (2355.7159) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3990 | Direct |
| Common Stock | 89.7627 | Indirect |
Footnotes
F1: Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.
F2: Shares held in the reporting person's 401(k) account are based upon a plan statement dated May 21, 2012.
F3: These phantom shares were held in a SERP. Under the SERP plan provisions, the phantom shares can be sold at the reporting person's discretion at any time and reinvested in other allowed investments. Phantom shares held in the SERP are otherwise payable in cash at the reporting person's termination of employment from Astec.