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ASTEC INDUSTRIES INC Director's Dealing 2011

Nov 1, 2011

32157_dirs_2011-11-01_0120db12-34bb-424d-9672-974f5960511d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2011-10-31

Reporting Person: PATEK RICHARD A (Pres-Telsmith & Grp VP Agg)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-10-31 Common Stock M 14651 $14.5 Acquired 14651 Direct
2011-10-31 Common Stock S 14651 $33.2402 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-10-31 Stock Options $14.5 M 14651 Disposed 2012-01-01 Common Stock (14651) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 825.1206 Indirect
Common Stock 6000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (13509.5258) 13509.5258 Direct
Stock Options $19.43 2015-03-06 Common Stock (10000) 10000 Direct

Footnotes

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Restricted Stock Units convert into common stock on a one-for-one basis at a later date.

F3: Shares held in the reporting person's 401k account are based upon a Plan statement dated October 13, 2011.