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ASTEC INDUSTRIES INC — Director's Dealing 2011
Feb 1, 2011
32157_dirs_2011-02-01_12fa198e-bda0-462a-9535-934ae5df2537.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2010-12-08
Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-08 | Common Stock | G | 15000 | — | Disposed | 2452612 | Direct |
| 2010-12-21 | Common Stock | G | 2800 | — | Disposed | 2452612 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44475 | Indirect |
| Common Stock | 36000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (37620.0638) | 37620.0638 | Direct | |
| Stock Options | $19.43 | 2015-03-06 | Common Stock (25322) | 25322 | Direct |
Footnotes
F1: Gift was to a church where reporting person attends to fulfill a pledge commitment.
F2: Reporting holdings are Restricted Stock Units which convert into common stock on a one-for-one basis at a later date.
F3: Gifts to reporting person's children.
F4: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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