AI assistant
Sending…
ASTEC INDUSTRIES INC — Director's Dealing 2011
Jul 14, 2011
32157_dirs_2011-07-14_975c4b36-b8a5-4a02-b311-006e86da80b5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2011-07-13
Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-13 | Phantom Stock | $ | A | 358.6948 | Acquired | Common Stock (358.6948) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44475 | Indirect |
| Common Stock | 54351 | Direct |
| Common Stock | 2452612 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $19.43 | 2015-03-06 | Common Stock (25322) | 25322 | Direct |
Footnotes
F1: Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
F2: Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
More from ASTEC INDUSTRIES INC
Regulatory Filings
2026
May 20
Interim / Quarterly Report
2026
May 6
Earnings Release
2026
May 6
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 28
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 27
Major Shareholding Notification
2026
Apr 24
Board/Management Information
2026
Apr 20
Major Shareholding Notification
2026
Mar 26
Proxy Solicitation & Information Statement
2026
Mar 13