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ASTEC INDUSTRIES INC — Director's Dealing 2011
Mar 1, 2011
32157_dirs_2011-03-01_bc6ed894-2dfa-42ab-91e1-9b2bc734ef5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2011-02-28
Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-28 | Common Stock | A | 18351 | — | Acquired | 54351 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44475 | Indirect |
| Common Stock | 2452612 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (37620.0638) | 37620.0638 | Direct | |
| Stock Options | $19.43 | 2015-03-06 | Common Stock (25322) | 25322 | Direct |
Footnotes
F1: Reported transaction is a grant of restricted stock units earned under the Company's 2006 Stock Incentive Plan for 2010 and cumulative five year performance. Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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