Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASTEC INDUSTRIES INC Director's Dealing 2011

Mar 1, 2011

32157_dirs_2011-03-01_bc6ed894-2dfa-42ab-91e1-9b2bc734ef5e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2011-02-28

Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-28 Common Stock A 18351 Acquired 54351 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 44475 Indirect
Common Stock 2452612 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (37620.0638) 37620.0638 Direct
Stock Options $19.43 2015-03-06 Common Stock (25322) 25322 Direct

Footnotes

F1: Reported transaction is a grant of restricted stock units earned under the Company's 2006 Stock Incentive Plan for 2010 and cumulative five year performance. Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.

F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.