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ASTEC INDUSTRIES INC — Director's Dealing 2011
Dec 27, 2011
32157_dirs_2011-12-27_4ff11e17-ce78-4369-a7a0-75f523321019.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2011-12-18
Reporting Person: BROCK J DON (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-18 | Common Stock | G | 3160 | — | Disposed | 2449452 | Direct |
| 2011-12-19 | Common Stock | G | 960 | — | Disposed | 2448492 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44475 | Indirect |
| Common Stock | 54351 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (39042.6115) | 39042.6115 | Direct | |
| Stock Options | $19.43 | 2015-03-06 | Common Stock (25322) | 25322 | Direct |
Footnotes
F1: Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
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