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AST SpaceMobile, Inc. — Director's Dealing 2021
Apr 9, 2021
30337_dirs_2021-04-08_429a33ed-c599-4cbc-a35c-46d3397553b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AST SpaceMobile, Inc. (ASTS)
CIK: 0001780312
Period of Report: 2021-04-06
Reporting Person: Mikitani Hiroshi (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-06 | Class B Common Stock | A | 28520155 | — | Acquired | 28520155 | Indirect |
| 2021-04-06 | Class A Common Stock | P | 2500000 | $10.00 | Acquired | 2500000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-06 | Common Units | $ | A | 28520155 | Acquired | Class A Common Stock (28520155) | Indirect |
Footnotes
F1: In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.
F2: Securities held of record by Rakuten Mobile USA Service Inc. ("Rakuten USA Service"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten USA Service and has voting and investment discretion with respect to the securities held of record by Rakuten USA Service.
F3: Securities held of record by Rakuten Mobile, Inc. ("Rakuten"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten and has voting and investment discretion with respect to the securities held of record by Rakuten.
F4: The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.