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ASSURED GUARANTY LTD — Director's Dealing 2021
Mar 4, 2021
10432_dirs_2021-03-04_37b3ed33-f004-4a6d-a7b2-5128c6f83dd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2021-03-02
Reporting Person: FREDERICO DOMINIC (Director, President/CEO/Deputy Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Shares | S | 39049 | $44.30 | Disposed | 1496672.0034 | Direct |
| 2021-03-02 | Common Shares | S | 4461 | $45.09 | Disposed | 1492211.0034 | Direct |
| 2021-03-03 | Common Shares | S | 58581 | $43.96 | Disposed | 1433630.0034 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9400 | Indirect |
| Common Shares | 200 | Indirect |
| Common Shares | 345000 | Indirect |
Footnotes
F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.00 and $44.895 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
F2: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his
required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.
F3: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.00 and $45.145 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
F4: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.315 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.