AI assistant
ASSURED GUARANTY LTD — Director's Dealing 2019
Feb 26, 2019
10432_dirs_2019-02-26_2a516916-766e-48ce-9ddd-21ba8706d67b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2019-02-24
Reporting Person: Albert Howard (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-24 | Common Shares | F | 6610 | $41.55 | Disposed | 167439.4953 | Direct |
| 2019-02-24 | Common Shares | M | 26772 | $0.00 | Acquired | 194211.4953 | Direct |
| 2019-02-24 | Common Shares | F | 13111 | $41.55 | Disposed | 181100.4953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-24 | Performance Share Units | $ | M | 13386 | Disposed | Common Shares (13386) | Direct |
Footnotes
F1: Common Shares being withheld to pay tax liability.
F2: Total includes 410 shares purchased on 6/30/2018 and 308 shares purchased on 12/31/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
F3: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.
F4: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 14,750 outstanding options.