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ASSURED GUARANTY LTD — Director's Dealing 2018
Feb 6, 2018
10432_dirs_2018-02-06_a9cac001-b975-4750-b5f7-21bac1a8be81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2018-02-04
Reporting Person: Stern Bruce E. (Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-04 | Common Shares | F | 5860 | $35.19 | Disposed | 120550.3073 | Direct |
| 2018-02-04 | Comnmon Shares | M | 23456 | $0.00 | Acquired | 144006.3073 | Direct |
| 2018-02-04 | Common Shares | F | 11487 | $35.19 | Disposed | 132519.3073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-04 | Performance Share Units | $ | M | 11728 | Disposed | Common Shares (11728) | Direct |
Footnotes
F1: Common Shares being withheld to pay tax liability.
F2: Total includes 641 shares purchased on 06/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
F3: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%.
F4: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 30,694 outstanding options.