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ASSURED GUARANTY LTD — Director's Dealing 2018
Jun 14, 2018
10432_dirs_2018-06-14_7c6d94a4-1737-4dcd-899b-3d2457bcc106.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2018-06-13
Reporting Person: Albert Howard (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-13 | Common Shares | M | 10000 | $7.44 | Acquired | 183331.4953 | Direct |
| 2018-06-13 | Common Shares | S | 10000 | $37.67 | Disposed | 173331.4953 | Direct |
| 2018-06-13 | Common Shares | M | 3361 | $17.44 | Acquired | 176692.4953 | Direct |
| 2018-06-13 | Common Shares | S | 3361 | $37.77 | Disposed | 173331.4953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-13 | Options to Acquire Common Shares | $7.44 | M | 10000 | Disposed | 2019-02-05 | Common Shares (10000) | Direct |
| 2018-06-13 | Options to Acquire Common Shares | $17.44 | M | 3361 | Disposed | 2019-02-09 | Common Shares (3361) | Direct |
Footnotes
F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.59 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F2: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.
F3: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $37.768 and $37.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.
F5: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 14,750 (after taking into account 13,361 options exercised on 06/13/2018). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 30,554.