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ASSURED GUARANTY LTD Director's Dealing 2018

Sep 4, 2018

10432_dirs_2018-09-04_6f16c9b9-5a2e-48f7-8ceb-2d68f824a2e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2018-08-30

Reporting Person: FREDERICO DOMINIC (Director, President/CEO/Deputy Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-26 Common Shares G 5560 $0.00 Disposed 1180680.0034 Direct
2018-06-26 Common Shares G 5560 $0.00 Disposed 1175120.0034 Direct
2018-06-26 Common Shares G 700 $0.00 Disposed 1174420.0034 Direct
2018-06-26 Common Shares G 560 $0.00 Disposed 1173860.0034 Direct
2018-06-27 Common Shares G 280 $0.00 Disposed 1173580.0034 Direct
2018-06-27 Common Shares G 2100 $0.00 Disposed 1171480.0034 Direct
2018-08-30 Common Shares M 57829 $7.44 Acquired 1229957.0034 Direct
2018-08-30 Common Shares S 57829 $41.08 Disposed 1172128.0034 Direct
2018-08-31 Common Shares M 42171 $7.44 Acquired 1214299.0034 Direct
2018-08-31 Common Shares M 76123 $17.44 Acquired 1290422.0034 Direct
2018-08-31 Common Shares S 118294 $40.73 Disposed 1172128.0034 Direct
2018-09-04 Common Shares M 35932 $17.44 Acquired 1208060.0034 Direct
2018-09-04 Common Shares S 35932 $40.70 Disposed 1172128.0034 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-30 Options to Acquire Common Shares $7.44 M 57829 Disposed 2019-02-05 Common Shares (57829) Direct
2018-08-31 Options to Acquire Common Shares $7.44 M 42171 Disposed 2019-02-05 Common Shares (42171) Direct
2018-08-31 Options to Acquire Common Shares $17.44 M 76123 Disposed 2019-02-09 Common Shares (76123) Direct
2018-09-04 Options to Acquire Common Shares $17.44 M 35932 Disposed 2019-02-09 Common Shares (35932) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 9400 Indirect
Common Shares 200 Indirect
Common Shares 345000 Indirect

Footnotes

F1: Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

F2: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F3: Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.

F4: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F5: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

F6: Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.

F7: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.