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ASSURED GUARANTY LTD — Director's Dealing 2018
Dec 6, 2018
10432_dirs_2018-12-06_d9f88116-0343-4339-9caa-4ac7307e52af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2018-12-03
Reporting Person: Donnarumma Stephen (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-03 | Common Shares | M | 5000 | $7.44 | Acquired | 83322.0408 | Direct |
| 2018-12-03 | Common Shares | S | 3078 | $42.00 | Disposed | 80244.0408 | Direct |
| 2018-12-03 | Common Shares | M | 2241 | $17.44 | Acquired | 82485.0408 | Direct |
| 2018-12-03 | Common Shares | S | 1635 | $41.50 | Disposed | 80850.0408 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | Option to Acquire Common Shares | $7.44 | M | 5000 | Disposed | 2019-02-05 | Common Shares (5000) | Direct |
| 2018-12-03 | Options to Acquire Common Shares | $17.44 | M | 2241 | Disposed | 2019-02-09 | Common Shares (2241) | Direct |
Footnotes
F1: Options vested as follows: 1/3 on February 5, 2010, 1/3 on February 5, 2011 and 1/3 on February 5, 2012.
F2: Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 26,435 performance share units of various tranches.
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