AI assistant
ASSURED GUARANTY LTD — Director's Dealing 2017
Jan 9, 2017
10432_dirs_2017-01-09_be4302c8-23a3-4563-99d4-aba9b4f6a4a9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2017-01-06
Reporting Person: FREDERICO DOMINIC (Director, President/CEO/Deputy Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-06 | Common Shares | D | 297131 | $38.73 | Disposed | 902172.5808 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9400 | Indirect |
| Common Shares | 200 | Indirect |
| Common Shares | 345000 | Indirect |
Footnotes
F1: The Board of Directors authorized the Company to repurchase up to 297,131 Common Shares from the reporting person, which amount is equal to the 297,131 Common Shares which the person received on January 6, 2017 in settlement of the 297,131 restricted shares units ("RSUs") held for him in the employer stock fund of the Assured Guaranty Ltd. Supplemental Employee Retirement Plan (the "AGL SERP"). Because the RSUs could only be settled in Common Shares, they were previously reported on Table I Form 4 filings made by the reporting person at the time of grant and included as part of the total Common Shares held by him.
F2: The purchase price per share is equal to the closing price of a Common Share on the New York Stock Exchange on January 6, 2017, which is the date that the reporting person received the distribution of Common Shares from the Company pursuant to the AGL SERP.