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ASSURED GUARANTY LTD — Director's Dealing 2017
Jan 9, 2017
10432_dirs_2017-01-09_4099a8c5-dc74-41cd-a5f4-e700a85936f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2017-01-06
Reporting Person: KENNY PATRICK W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-06 | Common Shares | M | 27079.9872 | — | Acquired | 70538.0995 | Direct |
| 2017-01-06 | Common Shares | D | 13543.9878 | — | Disposed | 56994 | Direct |
| 2016-12-21 | Common Shares | G | 3000 | $0.00 | Disposed | 53994 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-06 | Restricted Stock Units | $ | M | 27079.9872 | Disposed | Common Shares (27079.9872) | Direct |
Footnotes
F1: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement.
F2: Totals may not tally due to rounding.
F3: Each RSU is vested. The RSUs settled January 6, 2017.
F4: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable.