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ASSURED GUARANTY LTD — Director's Dealing 2014
Nov 19, 2014
10432_dirs_2014-11-19_620f16ac-fc15-4f3f-bfed-d1fc7416ad5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2014-11-17
Reporting Person: Albert Howard (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-17 | Common Shares | M | 15000 | $18.03 | Acquired | 132205.7838 | Direct |
| 2014-11-17 | Common Shares | S | 15000 | $24.88 | Disposed | 117205.7838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-17 | Options to Acquire Common Shares | $18.03 | M | 15000 | Disposed | 2015-02-10 | Common Shares (15000) | Direct |
Footnotes
F1: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $24.86 and $24.91 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F2: The stock options exercised by the Reporting Person vested in three equal installments on February 10, 2006, February 10, 2007 and February 10, 2008.
F3: Reflects stock options granted pursuant to Rule 16b-3.
F4: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 73,297.