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ASSURED GUARANTY LTD — Director's Dealing 2011
Feb 14, 2011
10432_dirs_2011-02-14_b93b11af-5e59-4e52-b604-2d9d209b744f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ASSURED GUARANTY LTD (AGO)
CIK: 0001273813
Period of Report: 2010-12-31
Reporting Person: FREDERICO DOMINIC (Director, Deputy Chairman/President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-22 | Common Shares | G | 208859 | — | Disposed | 720074.1865 | Direct |
| 2010-06-22 | Common Shares | G | 208859 | — | Acquired | 208859 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-09 | Employee Stock Option | $25.5 | G | 166667 | Disposed | 2016-02-02 | Common Shares (166667) | Direct |
| 2010-07-09 | Employee Stock Option | $25.5 | G | 166667 | Acquired | 2016-02-02 | Common Shares (166667) | Indirect |
| 2010-07-09 | Employee Stock Options | $26.7 | G | 166667 | Disposed | 2017-02-08 | Common Shares (166667) | Direct |
| 2010-07-09 | Employee Stock Option | $26.7 | G | 166667 | Acquired | 2017-02-08 | Common Shares (166667) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9400 | Indirect |
| Common Shares | 200 | Indirect |
| Common Shares | 135686 | Indirect |
Footnotes
F1: The reporting person transferred these securities to a family limited partnership (the "LP"). A limited liability company (the "LLC") that is equally owned by the reporting person, the reporting person's wife, the reporting person's daughter and the reporting person's son is the sole general partner of the LP. The reporting person is the sole manager of the LLC, having the sole power to cause the LLC to take action as the general partner of the LP. Following the transfer, the LLC, as general partner of the LP, had a 1% interest in the assets of the LP and the reporting person, as the sole limited partner of the LP had a 99% interest in the assets of the LP.
F2: The stock options vested as follows: 1/3rd on February 2, 2007, 1/3rd on February 2, 2008 and 1/3rd on February 2, 2009.
F3: The stock options vested as follows: 1/3rd on February 8, 2008, 1/3rd on February 8, 2009 and 1/3rd on February 8, 2010.