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ASSURANT, INC. — Director's Dealing 2011
Nov 8, 2011
30567_dirs_2011-11-08_f80b885c-6859-4098-897b-cd41fcb2848c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2011-11-04
Reporting Person: Lemasters S Craig (Exec. VP, Pres.,CEO Assurant Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-04 | Common Stock | M | 8897 | $22.00 | Acquired | 79938.4793 | Direct |
| 2011-11-04 | Common Stock | D | 5093 | $38.43 | Disposed | 74845.4793 | Direct |
| 2011-11-04 | Common Stock | F | 1615 | $38.43 | Disposed | 73230.4793 | Direct |
| 2011-11-04 | Common Stock | M | 16065 | $22.88 | Acquired | 89295.4793 | Direct |
| 2011-11-04 | Common Stock | D | 9564 | $38.43 | Disposed | 79731.4793 | Direct |
| 2011-11-04 | Common Stock | F | 2760 | $38.43 | Disposed | 76971.4793 | Direct |
| 2011-11-07 | Common Stock | S | 3530 | $38.6814 | Disposed | 73441.4793 | Direct |
| 2011-11-07 | Common Stock | S | 1900 | $38.69 | Disposed | 71541.4793 | Direct |
| 2011-11-07 | Common Stock | S | 500 | $38.70 | Disposed | 71041.4793 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-04 | Stock Appreciation Right | $22.00 | M | 8897 | Disposed | 2012-01-01 | Common Stock (8897) | Direct |
| 2011-11-04 | Stock Appreciation Right | $22.88 | M | 16065 | Disposed | 2012-01-01 | Common Stock (16065) | Direct |
Footnotes
F1: Includes a total of 5,930 shares (rounded to the nearest whole share) granted to Reporting Person pursuant to exercise of these SARs.
F2: Includes 229.7583 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2011.
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