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ASSURANT, INC. — Director's Dealing 2011
Jan 4, 2011
30567_dirs_2011-01-04_c52603c7-7019-4297-80ce-b0bac100f11e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2011-01-01
Reporting Person: PENINGER MICHAEL J (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-01 | Common Stock | M | 24283 | $30.11 | Acquired | 176252.775 | Direct |
| 2011-01-01 | Common Stock | D | 18981 | $38.52 | Disposed | 157271.775 | Direct |
| 2011-01-01 | Common Stock | F | 2263 | $38.52 | Disposed | 155008.775 | Direct |
| 2011-01-01 | Common Stock | M | 16052 | $22.00 | Acquired | 171060.775 | Direct |
| 2011-01-01 | Common Stock | D | 9167 | $38.52 | Disposed | 161893.775 | Direct |
| 2011-01-01 | Common Stock | F | 2787 | $38.52 | Disposed | 159106.775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Stock Appreciation Right | $30.11 | M | 24283 | Disposed | 2011-01-01 | Common Stock (24283) | Direct |
| 2011-01-01 | Stock Appreciation Right | $22.00 | M | 16052 | Disposed | 2011-01-01 | Common Stock (16052) | Direct |
Footnotes
F1: Includes 7,137 shares, net of tax withholding, (rounded to the nearest whole share) granted to Reporting Person pursuant to execercise of these SARs.
F2: Includes restricted stock units.
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