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ASSURANT, INC. — Director's Dealing 2011
Dec 13, 2011
30567_dirs_2011-12-13_1d15d479-a01d-4892-b6a6-a9a6bd0f4170.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2011-12-09
Reporting Person: POLLOCK ROBERT B (Director, President, CEO, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-09 | Common Stock | M | 122346 | $22.00 | Acquired | 364363.179 | Direct |
| 2011-12-09 | Common Stock | D | 67374 | $39.95 | Disposed | 296989.179 | Direct |
| 2011-12-09 | Common Stock | F | 27745 | $39.95 | Disposed | 269244.179 | Direct |
| 2011-12-09 | Common Stock | M | 6136 | $22.88 | Acquired | 275380.179 | Direct |
| 2011-12-09 | Common Stock | D | 3514 | $39.95 | Disposed | 271866.179 | Direct |
| 2011-12-09 | Common Stock | F | 1324 | $39.95 | Disposed | 270542.179 | Direct |
| 2011-12-09 | Common Stock | M | 4555 | $30.83 | Acquired | 275097.179 | Direct |
| 2011-12-09 | Common Stock | D | 3515 | $39.95 | Disposed | 271582.179 | Direct |
| 2011-12-09 | Common Stock | F | 525 | $39.95 | Disposed | 271057.179 | Direct |
| 2011-12-09 | Common Stock | G | 10000 | $0.00 | Disposed | 261057.179 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-09 | Stock Appreciation Right | $22.00 | M | 122346 | Disposed | 2012-01-01 | Common Stock (122346) | Direct |
| 2011-12-09 | Stock Appreciation Right | $22.88 | M | 6136 | Disposed | 2012-01-01 | Common Stock (6136) | Direct |
| 2011-12-09 | Stock Appreciation Right | $30.08 | M | 4555 | Disposed | 2012-01-01 | Common Stock (4555) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12761.066 | Indirect |
Footnotes
F1: Includes 29,040 shares, net of tax withholding, (rounded to the nearest whole share) granted to Reporting Person pursuant to execercise of these SARs.
F2: Includes restricted stock units.
F3: Between May 26, 2004 and September 30, 2011, Mr. Pollock acquired 12,761.066 shares of Assurant, Inc. common stock under the Assurant, Inc. 401 (k) Plan. The information in this report is based on plan information dated as of September 30, 2011.
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