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ASSURANT, INC. — Director's Dealing 2011
Jan 4, 2011
30567_dirs_2011-01-04_d17537a7-8a51-49aa-adab-61d11cc3af6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2011-01-01
Reporting Person: Lemasters S Craig (Exec. VP, Pres.,CEO Assurant Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-01 | Common Stock | M | 4933 | $22.00 | Acquired | 53340.2451 | Direct |
| 2011-01-01 | Common Stock | D | 2817 | $38.52 | Disposed | 50523.2451 | Direct |
| 2011-01-01 | Common Stock | F | 776 | $38.52 | Disposed | 49747.2451 | Direct |
| 2011-01-01 | Common Stock | M | 6921 | $32.51 | Acquired | 56668.2451 | Direct |
| 2011-01-01 | Common Stock | D | 5841 | $38.52 | Disposed | 50827.2451 | Direct |
| 2011-01-01 | Common Stock | F | 379 | $38.52 | Disposed | 50448.2451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Stock Appreciation Right | $22.00 | M | 4933 | Disposed | 2011-01-01 | Common Stock (4933) | Direct |
| 2011-01-01 | Stock Appreciation Right | $32.51 | M | 6921 | Disposed | 2011-01-01 | Common Stock (6921) | Direct |
Footnotes
F1: Includes 2,041 shares, net of tax withholding, (rounded to the nearest whole share) granted to Reporting Person pursuant to execercise of these SARs.
F2: Includes restricted stock units.
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