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ASSURANT, INC. — Director's Dealing 2011
Dec 20, 2011
30567_dirs_2011-12-20_4ec3efd0-ac8a-4bf6-8b4c-6bf413260979.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2011-12-16
Reporting Person: Wagner Sylvia (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-16 | Common Stock | M | 4270 | $22.00 | Acquired | 73506 | Direct |
| 2011-12-16 | Common Stock | D | 2383 | $39.41 | Disposed | 71123 | Direct |
| 2011-12-16 | Common Stock | F | 847 | $39.41 | Disposed | 70276 | Direct |
| 2011-12-16 | Common Stock | M | 5728 | $30.83 | Acquired | 76004 | Direct |
| 2011-12-16 | Common Stock | D | 4480 | $39.41 | Disposed | 71524 | Direct |
| 2011-12-16 | Common Stock | F | 560 | $39.41 | Disposed | 70964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-16 | Stock Appreciation Right | $22.00 | M | 4270 | Disposed | 2012-01-01 | Common Stock (4270) | Direct |
| 2011-12-16 | Stock Appreciation Right | $30.83 | M | 5728 | Disposed | 2012-01-01 | Common Stock (5728) | Direct |
Footnotes
F1: Includes 1,728 shares, net of tax withholding, (rounded to the nearest whole share) granted to Reporting Person pursuant to exercise of these SARs.
F2: Includes restricted stock units.
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