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ASSOCIATED BANC-CORP Director's Dealing 2023

Nov 30, 2023

31126_dirs_2023-11-30_407a4421-78eb-4ac0-a30e-21bab4d83b7a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2023-11-29

Reporting Person: Stein David L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-29 Common Stock $0.01 Par Value M 11882 $17.02 Acquired 97665 Direct
2023-11-29 Common Stock $0.01 Par Value S 19379 $18.00 Disposed 78286 Direct
2023-11-29 Common Stock $0.01 Par Value M 7497 $17.67 Acquired 85783 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-29 Non-qualified Stock Option (Right to Buy) $17.02 M 11882 Disposed 2024-01-27 Common Stock $0.01 Par Value (11882) Direct
2023-11-29 Non-qualified Stock Option (Right to Buy) $17.67 M 7497 Disposed 2024-03-17 Common Stock $0.01 Par Value (7497) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 9854.13 Indirect
Common Stock $0.01 Par Value 36218 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.962 to $18.005, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F2: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.