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ASSOCIATED BANC-CORP — Director's Dealing 2023
Dec 15, 2023
31126_dirs_2023-12-15_a8b4cd90-afc0-462a-958c-efa088da05ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2023-12-14
Reporting Person: Erickson Randall J. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-14 | Common Stock $0.01 Par Value | M | 8267 | $17.67 | Acquired | 146322 | Direct |
| 2023-12-14 | Common Stock $0.01 Par Value | F | 7405 | $21.34 | Disposed | 138917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-14 | Non-qualified Stock Option (Right to Buy) | $17.67 | M | 8267 | Disposed | 2024-03-17 | Common Stock $0.01 Par Value (8267) | Direct |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligations arising from exercise of vested stock options.
F2: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
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