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ASSOCIATED BANC-CORP Director's Dealing 2022

Jan 27, 2022

31126_dirs_2022-01-27_b19b1b80-3111-4b5f-8c27-94ae5a3f7759.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2022-01-25

Reporting Person: Utz John A. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-25 Common Stock $0.01 Par Value A 3993 $24.42 Acquired 71339.0652 Direct
2022-01-25 Common Stock $0.01 Par Value F 947 $24.42 Disposed 70392.0652 Direct
2022-01-25 Common Stock $0.01 Par Value A 5349 Acquired 75741.0652 Direct
2022-01-25 Common Stock $0.01 Par Value A 177 Acquired 75918.0652 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 13654.77 Indirect

Footnotes

F1: Represents vested Performance Shares granted in 2019 and subject to 3-year cliff vesting in 2022, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

F2: Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2022.

F3: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2022, which will vest in four equal annual installments beginning on February 8, 2023.

F4: Dividend Equivalent units earned on vested performance shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.