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ASSOCIATED BANC-CORP — Director's Dealing 2022
Feb 10, 2022
31126_dirs_2022-02-10_035d2db5-3578-4d84-992b-847fa11a297f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2022-02-09
Reporting Person: Lau Timothy J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-09 | Common Stock $0.01 Par Value | F | 994 | $25.71 | Disposed | 58357.355 | Direct |
| 2022-02-09 | Common Stock $0.01 Par Value | M | 10000 | $17.38 | Acquired | 68357.355 | Direct |
| 2022-02-09 | Common Stock $0.01 Par Value | S | 10000 | $25.55 | Disposed | 58357.355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-09 | Non-qualified Stock Option (Right to Buy) | $17.38 | M | 10000 | Disposed | 2026-02-01 | Common Stock $0.01 Par Value (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 1612.93 | Indirect |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3: Option vests in four equal annual installments beginning on February 8, 2017.