AI assistant
ASSOCIATED BANC-CORP — Director's Dealing 2022
Feb 10, 2022
31126_dirs_2022-02-10_963e5c7a-8936-42b9-8e7c-2e515b633890.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2022-02-08
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-08 | Common Stock $0.01 Par Value | A | 43 | — | Acquired | 70877 | Direct |
| 2022-02-09 | Common Stock $0.01 Par Value | F | 730 | $25.71 | Disposed | 70147 | Direct |
| 2022-02-09 | Common Stock $0.01 Par Value | M | 8030 | $14.02 | Acquired | 78177 | Direct |
| 2022-02-09 | Common Stock $0.01 Par Value | S | 8030 | $25.465 | Disposed | 70147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-09 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 8030 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (8030) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 36218 | Indirect |
| Common Stock $0.01 Par Value | 8254.92 | Indirect |
Footnotes
F1: Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
F2: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F3: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.