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ASSOCIATED BANC-CORP — Director's Dealing 2022
Oct 26, 2022
31126_dirs_2022-10-26_b9c45f1c-1ca3-452b-bbca-57bca202f08b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2022-10-25
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-25 | Common Stock $0.01 Par Value | M | 12659 | $14.02 | Acquired | 85681.4554 | Direct |
| 2022-10-25 | Common Stock $0.01 Par Value | S | 12659 | $23.475 | Disposed | 73022.4554 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-25 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 12659 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (12659) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 14570.42 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.49, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.