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ASSOCIATED BANC-CORP Director's Dealing 2021

Sep 17, 2021

31126_dirs_2021-09-17_5aaa11c3-5970-4a62-a5d1-2bdb8913246f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-09-15

Reporting Person: KLAPPA GALE E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-15 Common Stock $0.01 Par Value A 108 $20.73 Acquired 24340 Direct
2021-09-15 Common Stock $0.01 Par Value A 59 $20.73 Acquired 24399 Direct
2021-09-15 Common Stock $0.01 Par Value A 65 $20.73 Acquired 24464 Direct
2021-09-15 Non-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) J 4000 $25.3359 Disposed 0 Direct

Footnotes

F1: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

F2: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

F3: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

F4: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.