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ASSOCIATED BANC-CORP — Director's Dealing 2021
Nov 3, 2021
31126_dirs_2021-11-03_529580b8-95eb-40e8-b571-c165a02ff21b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-11-01
Reporting Person: DeLoye Dennis (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 11295.3 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $26.00 | 2027-02-27 | Common Stock $0.01 Par Value (9299) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $24.70 | 2028-03-01 | Common Stock $0.01 Par Value (10429) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $23.45 | 2029-03-01 | Common Stock $0.01 Par Value (11418) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $16.93 | 2030-03-01 | Common Stock $0.01 Par Value (16878) | Direct |
Footnotes
F1: Options vest in four equal annual installments beginning 2/8/2018.
F2: Options vest in four equal annual installments beginning 2/8/2019.
F3: Options vest in four equal annual installments beginning 2/8/2020.
F4: Options vest in four equal annual installments beginning 2/8/2021. First tranche vested, exercised & shares sold prior to Section 16 Insider status.
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