AI assistant
Sending…
ASSOCIATED BANC-CORP — Director's Dealing 2021
Dec 15, 2021
31126_dirs_2021-12-15_260103f9-adfb-4886-b3f6-cfee0e808601.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-12-14
Reporting Person: Utz John A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-14 | Common Stock $0.01 Par Value | M | 2000 | $12.97 | Acquired | 68479.9107 | Direct |
| 2021-12-14 | Common Stock $0.01 Par Value | F | 1359 | $22.52 | Disposed | 67120.9107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Non-qualified Stock Option (Right to Buy) | $12.97 | M | 2000 | Disposed | 2022-01-23 | Common Stock $0.01 Par Value (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 13437.42 | Indirect |
Footnotes
F1: Shares were surrendered to satisfy tax withholding obligations as a result of the exercise and sale of stock options.
F2: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
More from ASSOCIATED BANC-CORP
Major Shareholding Notification
2026
May 6
Regulatory Filings
2026
May 5
Regulatory Filings
2026
May 1
Major Shareholding Notification
2026
Apr 29
Regulatory Filings
2026
Apr 28
Interim / Quarterly Report
2026
Apr 28
Major Shareholding Notification
2026
Apr 28
Regulatory Filings
2026
Apr 23
Major Shareholding Notification
2026
Apr 6
Major Shareholding Notification
2026
Apr 6