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ASSOCIATED BANC-CORP Director's Dealing 2021

Dec 15, 2021

31126_dirs_2021-12-15_260103f9-adfb-4886-b3f6-cfee0e808601.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-12-14

Reporting Person: Utz John A. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-14 Common Stock $0.01 Par Value M 2000 $12.97 Acquired 68479.9107 Direct
2021-12-14 Common Stock $0.01 Par Value F 1359 $22.52 Disposed 67120.9107 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-14 Non-qualified Stock Option (Right to Buy) $12.97 M 2000 Disposed 2022-01-23 Common Stock $0.01 Par Value (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 13437.42 Indirect

Footnotes

F1: Shares were surrendered to satisfy tax withholding obligations as a result of the exercise and sale of stock options.

F2: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.