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ASSOCIATED BANC-CORP Director's Dealing 2021

Feb 3, 2021

31126_dirs_2021-02-03_8d037801-c4e3-4cfe-a3d7-b7b4d45e3498.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-02-01

Reporting Person: FLYNN PHILIP B (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-01 Common Stock $0.01 Par Value A 9387 Acquired 293879 Direct
2021-02-02 Common Stock $0.01 Par Value D 12886 Disposed 280993 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 519965 Indirect

Footnotes

F1: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

F2: Represents the forfeiture of performance-based restricted stock units ("PRSUs") that were granted on February 6, 2018. The vesting of these PRSUs was initially time-based; however, the Compensation and Benefits Committee of the reporting person's Board of Directors determined not to proceed with the vesting.