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ASSOCIATED BANC-CORP — Director's Dealing 2021
Feb 17, 2021
31126_dirs_2021-02-17_f2b69858-693e-46cc-b3cf-f9941c3fe822.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-02-16
Reporting Person: Ahern Patrick Edward (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock $0.01 Par Value | M | 18465 | $17.67 | Acquired | 39844 | Direct |
| 2021-02-16 | Common Stock $0.01 Par Value | S | 18465 | $19.01 | Disposed | 21379 | Direct |
| 2021-02-16 | Common Stock $0.01 Par Value | M | 18889 | $18.59 | Acquired | 40268 | Direct |
| 2021-02-16 | Common Stock $0.01 Par Value | S | 18889 | $19.01 | Disposed | 21379 | Direct |
| 2021-02-16 | Common Stock $0.01 Par Value | M | 17823 | $17.50 | Acquired | 39202 | Direct |
| 2021-02-16 | Common Stock $0.01 Par Value | S | 17823 | $19.01 | Disposed | 21379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Non-qualified Stock Option (Right to Buy) | $17.67 | M | 18465 | Disposed | 2024-03-17 | Common Stock $0.01 Par Value (18465) | Direct |
| 2021-02-16 | Non-qualified Stock Option (Right to Buy) | $18.59 | M | 18889 | Disposed | 2025-03-03 | Common Stock $0.01 Par Value (18889) | Direct |
| 2021-02-16 | Non-qualified Stock Option (Right to Buy) | $17.50 | M | 17823 | Disposed | 2026-02-26 | Common Stock $0.01 Par Value (17823) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 3608.51 | Indirect |
Footnotes
F1: Option vests in four equal annual installments beginning on 3/17/2015.
F2: Option vests in four equal annual installments beginning on 2/8/2016.
F3: Option vests in four equal annual installments beginning on 2/8/2017.
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