ASSOCIATED BANC-CORP — Director's Dealing 2021

Mar 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-03-11

Reporting Person: Del Moral-Niles Christopher (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Common Stock $0.01 Par Value	M	20000	$17.38	Acquired	75402	Direct
2021-03-11	Common Stock $0.01 Par Value	F	16995	$22.31	Disposed	58407	Direct
2021-03-12	Common Stock $0.01 Par Value	S	10000	$22.78	Disposed	40858.694	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-11	Non-qualified Stock Option (Right to Buy)	$17.38	M	20000	Disposed	2026-02-01	Common Stock $0.01 Par Value (20000)	Direct

Footnotes

F1: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $22.807, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

F3: Option vests in four equal annual installments beginning on February 8, 2017.