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ASSOCIATED BANC-CORP Director's Dealing 2021

Mar 17, 2021

31126_dirs_2021-03-17_f97659ca-bf80-4462-a03e-ec142e14d600.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-03-15

Reporting Person: Crowley Michael T Jr (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-15 Common Stock $0.01 Par Value A 40 $22.92 Acquired 732050 Direct
2021-03-15 Common Stock $0.01 Par Value A 52 $22.92 Acquired 732102 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 65793.71 Indirect
Common Stock $0.01 Par Value 59728 Indirect
Common Stock $0.01 Par Value 57246 Indirect
Common Stock $0.01 Par Value 96643 Indirect

Footnotes

F1: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

F2: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

F3: Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.

F4: As trustee of a trust.