ASSOCIATED BANC-CORP — Director's Dealing 2021

Apr 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-04-28

Reporting Person: Harmening Andrew J (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-28	Common Stock $0.01 Par Value	A	339061	$21.53	Acquired	339061	Direct
2021-04-28	Common Stock $0.01 Par Value	A	21522	$21.78	Acquired	360583	Direct

Footnotes

F1: Shares vest in four equal installments beginning on the 30th day after the commencement of his employment at Associated Banc-Corp, and then on each of the 1st, 2nd and 3rd anniversary

F2: The number of shares of Common Stock representing the reporting person's Sign-on Grant in connection with the commencement of his employment at Associated Banc-Corp (the "Company") was determined based on the average of the closing prices of the Company's common stock for the ten-trading days preceding his April 28, 2021 starting date, which ranged from $20.83 to $22.08, inclusive. The reporting person undertakes to provide to Company, any security holders of Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the share prices set forth in this footnote.

F3: Time-based RSUs (TRSUs) granted in 2021 as a portion of salary which will vest in four equal annual installments beginning on February 8, 2022.