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ASSOCIATED BANC-CORP — Director's Dealing 2021
Aug 10, 2021
31126_dirs_2021-08-10_36d1c4bb-39e0-4704-b9de-ff4f9c247f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-08-09
Reporting Person: Stein David L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Common Stock $0.01 Par Value | M | 16302 | $14.02 | Acquired | 80251 | Direct |
| 2021-08-09 | Common Stock $0.01 Par Value | S | 15426 | $20.56 | Disposed | 64825 | Direct |
| 2021-08-09 | Common Stock $0.01 Par Value | S | 776 | $20.57 | Disposed | 64049 | Direct |
| 2021-08-09 | Common Stock $0.01 Par Value | S | 100 | $20.575 | Disposed | 63949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Non-qualified Stock Option (Right to Buy) | $14.02 | M | 16302 | Disposed | 2023-01-22 | Common Stock $0.01 Par Value (16302) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock $0.01 Par Value | 36218 | Indirect |
| Common Stock $0.01 Par Value | 7971.09 | Indirect |
Footnotes
F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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