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ASSOCIATED BANC-CORP Director's Dealing 2021

Aug 10, 2021

31126_dirs_2021-08-10_36d1c4bb-39e0-4704-b9de-ff4f9c247f8f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2021-08-09

Reporting Person: Stein David L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-09 Common Stock $0.01 Par Value M 16302 $14.02 Acquired 80251 Direct
2021-08-09 Common Stock $0.01 Par Value S 15426 $20.56 Disposed 64825 Direct
2021-08-09 Common Stock $0.01 Par Value S 776 $20.57 Disposed 64049 Direct
2021-08-09 Common Stock $0.01 Par Value S 100 $20.575 Disposed 63949 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-09 Non-qualified Stock Option (Right to Buy) $14.02 M 16302 Disposed 2023-01-22 Common Stock $0.01 Par Value (16302) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock $0.01 Par Value 36218 Indirect
Common Stock $0.01 Par Value 7971.09 Indirect

Footnotes

F1: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.