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ASSOCIATED BANC-CORP Director's Dealing 2020

Jan 6, 2020

31126_dirs_2020-01-06_1e41752d-2d2a-4bc1-a8d0-4b0c91f9a825.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-01-02

Reporting Person: JEFFE ROBERT A (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-02 Phantom Stock Unit $0 I 5353.62 Disposed Common Stock $0.01 Par Value (5353.62) Direct

Footnotes

F1: Stock units are 100% vested at the time of the acquisition.

F2: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

F3: Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom Stock units remained in the Director's Deferred Compensation Plan until January 2, 2020 on which date a portion of the account balance was distributed pursuant to the Insider's distribution election(s) on file.