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ASSOCIATED BANC-CORP — Director's Dealing 2020
Feb 7, 2020
31126_dirs_2020-02-06_a09ddebe-00df-4c8f-8a8d-1ef72095edec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSOCIATED BANC-CORP (ASB)
CIK: 0000007789
Period of Report: 2020-02-04
Reporting Person: Schmidt Paul Gregory (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-04 | Common Stock $0.01 Par Value | A | 12267 | — | Acquired | 46156 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | Non-qualified Stock Option (Right to Buy) | $20.32 | A | 31250 | Acquired | 2030-02-04 | Common Stock $0.01 Par Value (31250) | Direct |
Footnotes
F1: Includes 7,440 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 767 dividend equivalent units earned, 100% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file, plus 4,060 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.
F2: Option vests in four equal annual installments beginning on February 8, 2021